EX
NIHILO OR THE AESTHETIC PROBLEM OF NEGATIVE SPACE
“...The
art in it is the forever mute part you can talk about forever”.
Willem De Kooning
Like
a glowing worm, art has always subverted the palladium of culture from
within, slowly digging a net of ‘negative spaces’, the holes
that permeate the structure of the social edifice until it shrinks to
another architectonic form. Hence, the history of art can be viewed as
the history of human perceptual devolution – the gradual dismantling
of cultural perception – in the search of the unknown, undefinable,
the nothingness that resides within the multitude of form occupying the
socio-cultural space.
The first arrtis whose work survived until
today drew a bull so realistically and out of pictorial context that it
stood like a solitary sign of the animal. It hardly symbolized its signified
subject for the minute detail suggested a rather indexical relationship
of drawing to bull. Thus the srtistic creation was not an end in itself,
it referred to something encapsulated in and extended beyond the shape.
Something, the power of which would perhaps magically connect hunter to
prey. The semantic ambivalence of such an ‘indexical’ art
was determined by its relation to a mystic realm residing beyond the common
sensorium.
An ancient Egyptian statue of Akhenaten,
for instance, did not merely represent Akhenaten. According to ancient
Egyptian conception, it was Akhenaten just as much as Akhenaten was himself.
Spatially multiplied in this manner, his personality was further elaborated
in yet another, inner, multiplication. As in the case of the exemplary
illustration (fig. 2), two inscriptions, one on the bracelet and one on
the chest, bear the title of god Aten while the head is embellished with
the traditional insignia of god Osiris. Respectively, the statue was not
only the pharaoh but also the two gods. The sculpted form was the indexical
host of the three identities equalized by the essential, for the ancient
Egyptians, powers of kha and ba. Sustained by the existence of form, those
powers were the actual subject of most of ancient Egyptian art in general,
and of the presently discussed sculpture in particular. Through the artwork,
they would ensure the life of Akhenaten-Aten-Osiris even after the physical
death of the pharaoh.
Although connected to form, kha and ba
were transcendental powers. Undetectable, polyvalent and omnipresent they
resided within and betond the work of art as its true ‘negatively’
visible subject. Belonging to the spatio-temporal dimensions of death
and disappearance, their realm was necessarily hidden, inescapably identified
with the sealed wombs of the tombs. Whether labeled funerary or religious,
most of ancient Egyptian art was placed in the perceptually ‘negative’
space of the tombs’ interiors, its visual and tactile isolation
suggesting that those works were not intended to communicate to the living.
Their message was addressed to a mystical ‘beyond’ approachable
only through the gates of death.
Although a central concept in mytho-religious
art, death was typically represented by a space that was metaphoric rather
than indexical. The dark interior of the tombs, the winter season referring
to Dionisus’ ever recurring death, the seclusion of the initiation
trials – all these translated the concept of death into a conventionalized
‘negative’ imagery. Although rooted in the idea of provoking
perceptual shock (and thus violating the personal conception of order),
it had crystallized into an intellectual device that would increasingly
spare the senses a direct perceptual experience.
The idea of death as the hidden, esoteric
vehicle of life was structurally inherent to the mytho-ritual fable of
narrative transition from cosmos to chaos to cosmos. To pass to a higher
order of existence, the mythological hero or the person to be initiated
had to undergo a process of complete disintegration of his previous order
of existence to the point of encountering primordial elements. The passage
through one’s own death was represented by a symbolic action that
would introduce the person to a symbolic space of darkness and isolation,
such as a wood, a keg, a cave, etc. Thus the temporary blockage of the
senses would only imitate a perceptual isolation and negation in a space
that was like negative, hence essentially metaphoric and eventually, through
its establishment as a conventional device for representation, symbolic.
The formation of epistemological categories
in ancient Greece led to the demarcation of art from religion in terms
of social function. Although art preserved its genealogical link with
myth, it lost its indexical aspect but reinforced the metaphoric one.
An image would no longer be itself, it would represent something outside
itself. A sculpture of Athens would not be the goddess but her visual
representation in social space. Athens would be the subject matter of
the work, the work – an abstraction of Athens, a more or less conventionalized
image of her. It would be taken out of the sacred space and exposed for
public viewing.
The problem of ‘nothingness’
shifted from the space beyond form to the borderline distinguishing artistic
form in terms of what was included in and what was excluded from it. This
marked the emergence of the notion of beauty as the prime criterion for
art. Beauty was defined by the optimal balance between the spaces of formal
inclusion and exclusion, a balance that would solidify spatial elements
and bring emptiness into rhythmic terms with object-iveness. This resulted
in the ‘formation’ of the undefinable, hence its objectification
as the enframed negative space, no longer perceptually ungraspable. It
became an abstraction of itself, formally transplanted to the domain of
‘cosmos’.
It was not until after the Renaissance
that art started slowly moving away from the definite. Especially apparent
in painting, this tendency was mainly visible in composition where empty
and excluded (suggested) space was allowed to semantically and visually
dominate the representation (fig.3). However, this was a slow pace movement.
It would occur symptomatically rather than systematically and would be
integrated as an aspect of academic principles.
The second half of 19th century marked
the threshold that would change European culture to the point where space,
time and art would never be the same again. Nietzche wrote in The Birth
of the Tragedy:
“Is there pessimism of strenght?
Some intellectual inclination towards the cruel, the frightful, the evil,
the problematic in being, rising from prosperity, from overflowing health,
from the abundance of being?… What does it mean for the Greeks who
have lived in the best, strongest, most heroic time, the tragic myth?…
And also: what led tragedy to its death, the socratism of moral, the dialectics,
the lack of exigency and the jolly speculative mood of the theoretician
– how?… And the whole scientificness isn’t it perhaps
only a fear, an effort to escape the pessimism? An artful protection from
truth?”
There is nothing that can illustrate better
the notion of negative space as used in the present essay but that paradox
of ancient Greek culture and its subsequent extension into the cultural
history of Europe. The understanding of that notion depends on its demarcation
from the space that is negative, namely the space assigned with meaning
by the formality that occupies or frames it. It is the space of three-dimensional
reality whose aesthetic shrinkage in the development of modern art constitutes
the interest of this part of the essay. The negative space exists in between
or, by its exclusion, underneath the perceptible space. Residing in the
tiny border that splits consecutive moments apart or in the ‘quantum’
silence between consecutive sounds, it is the space that is squeezed by
the abundance of form to the size of an undetectable void. For, the threat
it presents to the system of three-dimensional perceptual order has always
required its social negation. As it was hitherto hinted and shall be explained
further on, the negative of space is the space of time. Like in the myth
of Chronos, it has been culturally ‘squeezed’, diminished,
imprisoned (by its own children, not accidentally ruling the ancient Greek
pantheon) so that the three-dimensional order can be established. The
negative space is, above all, the spatial aspect of time as a category
of another dimensional order. Minimized to unperceptibility, it is actually
the pause that causes the irrevirsibility, the death of every consecutive
moment in space, the chaos of the spatial segment’s temporal disintegration.
The integration of the negative space within
the parameters of formal representation was the ultimate hypocrisy of
ancient Greeks. Institutionalizing the ‘a-form’ as a part
of their formal system, they turned the tragedy of Being into the dialectics
Neitzche talks about, thus pacifying the dynamics of counter-action into
the dynamics of counter-reaction (or rather, the statics of it).
After the emancipation of art, the principle
of the ever-dying Dionis was preserved in the emergence of the tragedy
as a genre, i.e. with the creation of the principle’s socio-cultural
metaphor. And the metaphor, like the symbol, structurally belonged to
the spatial domain of conventional three-dimensional reality, serving
as translator to formally inconceivable notions and phenomena. Such devices
were actually to strip the negative of its structurally subversive nature
and to epidermally incorporate it in the three-dimensional domain. Henceforth,
art would be under the spell of ancient Greek cosmos for centuries. And
what was once a revolution in human worldview, a liberating attempt to
set opposites in harmony, would naturally become a system of conceptual
limitations.
It was not before the shock of the technological
revolution that certain Western thoreticians and artists alike started
to persistently revise the dominating system of perceptual order. Around
the time Nietzche was writing in Germany, in France a group of artists
were abolishing Classical tradition in their search for new ways of formal
representation. Their revolt attacked the established ‘logic’
of cultural perception by approaching the work of art as the projection
of an inner vision of reality rather than a representation of a reality
of objects.
The effort of the Impressionists and the
Post-Impressionists to liberate their perception and their art from cultural
determination crystallized theoretically in Husserl’s phenomenological
method. It opposed the visible space as optical result of the culturally
constructed sensorium to the visionary space taking place within the individual,
bearing the essence of the perceived object as a phenomenon. The object-ive
world became a subjective category, its claim to reality was shttered.
Henceforth the subject matter of art would
rapidly shift from the object to the vision of its essential appearance
(phenomenon) until art’s complete or partial emancipation from subject
matter in some abstract and minimalist works. With the parallel tendency
of increasing interest in the undetectable form that lies beyond the '‘ormal'’field
of vision, art would gradually start to return , with a qualitatively
new awareness, to its indexical format. Signifying its own imagery more
than ever, gradually squeezing visible form and its space to exclusion,
it would more and more consciously refer to a realm beyond the immediate
perceptions, allowing for the negative of space to expand.
Yet, this tendency had its retrograde version
and art would still often trick itself into the trap of defining and framing
the newly revitalized negative space, as Willem De Kooning shrewdly observed:
“The ‘nothing’ part in
painting until then – the part that was not painted – had
a lot of descriptive labels attached to it… Anyhow that ‘nothing’
that was always recognized as a particular something – and as something
particular – they generalized, with their bookkeeping minds, into
circles and squares… That ‘something’ which was not
measurable, they lost by trying to make it measurable.” (2)
From the early abstractionists until today
this translation of the ‘negative’ into certain forms has
done little more than redefining the classical principles in modern terms.
However, by the mid-20th century works like those of Pollock’s and
De Kooning’s exhibited a considerable movement away from perceptual
pre-conception and the related object-ive focus of vision.
The nature of film as a three-dimensional
medium – two-dimensional plane plus time as an aspect of space –
allowed for a broader manipulation of negative space.
A preoccupation of early experimental cinema
with myth sprang from the necessity of the medium to identify its artistic
roots as well as from the revolt of early 20th century art against the
abundance of rational space-time. The reincarnation of the mythic narrative
in experimental film brought back the metaphoric negative space.
Although never particularly interested
in the problem of negative space as such, Maya Deren consistently and
systematically approached it as a part of the mythic spatio-temporal treatment:
“The camera can create dance, movement
and action which transcend geography and take place anywhere and everywhere;
it can also… be the meditative mind turned inwards upon the idea
of movement, and this idea, being an abstraction, takes place nowhere
or, as it were, in the very center of space.”3
Highly conscious of the film’s capacity
to manipulate both space and time, Maya Deren presents her visionary space
as an archetypal extension of the mythic. In Choreography for Camera a
single action – a dance – starts at one place and continues
through different spaces, in varying speeds of motion, to end at the starting
point. Thus the action transcends space as a physical establishment, squeezing
its relationship with time to the size of a movement. The distance between
spatial moments (or moments in space) is emancipated from the moments
of movement – time and space are no longer intermeasurable. The
action takes place nowhere in particular, yet it is a particular nowhere
(i.e. a set of somewheres) which only intellectually suggests the nowhere
of the anywhere.
This metaphoric approach to negative space
as the axis of semantic gravitation for the existential problems early
experimental film deals with, is directly related to the specifics of
the mythic fable. The hero who undergoes his own disintegration, encountering
the primordial chaos, reappears in Jean Cocteau’s Le Sang d’un
Poete where he throws himself into the ‘nothing’ represented
by a mirror of water. Likewise, Maya Deren’s heroine from Ritual
in Transfigured Time drowns in the negative space of the sea represented
by a negative film of the shot. (fig.4). The influence of psychoanalysis
in this mythologemic search for the unconscious is exhibited in Sidney
Peterson’s conception of the visual art work:
“The necessary ambiguity of the specific
image is the starting point… And the statement itself is at least
as important as what is being stated. The quality, for example, of rectangularity
in the maternal tomb is a primary consideration. Psychologically it constitutes
a negation of the uterine principle. Aesthetically it derives its force
from what has been called the geometric as opposed to the biological spirit.
The definition and unification of the opposing spirits is one of the functions
of a visual work.”4
This approach to from as a dialectical
entity enframes negative space back into the binary opposition of Classical
balance, granting it an equal status as the ‘positive’, yet
dislocating it, abstracting it from itself. The ‘necessary ambiguity’
is to be ‘defined’, hence to be deprived of its ambiguity,
by the symbolic manipulation of form. On fig.5 the camera is focused on
the empty space between itself and the background of a busy street as
well as on the central figure that conducts the semantic message of the
shot. The invisible plane of focus, is counter-balanced by the occupied
plane of focus, thus bringing negative space into a complementary relationship
with the object of the shot.
During the same period surrealists like
Rene Magritte and Salvador Dali were working on their oneiric vision with
a keen consideration of realistic representation. Bringing the ambiguous
to a formal steadiness they attempted to reclaim its place and reality.
In his painting, Dali systematically ignored three-dimensional spatial
laws (melting flesh, figures floating in the air, etc.) but the realism
of his imagery still confirmed and appealed to three-dimensional perceptual
order. In his co-production with Louis Bunuel Un Chien Andalous the absurd
became an aspect of the three-dimensional world challenging the viewer’s
intellectual conceptions rather than his perceptions.
However, this stage in the development
of experimental film prepared the grounds for more radical explorations.
Of course, many of them simply redefined conventions in modernistic language
but others went far in the direction towards formal subversion.
The ultimate academism-in-modernism crystallized
in the works of Norman McLaren. In his film Mosaic spatial compositions
do not make the slightest deviation from the academic principles of organizing
‘negative’ and ‘positive’ imagery within the visible
frame. The balance of abstract forms, the rhythmic treatment and synchronization
with sound exhibit the approach called by De Kooning an attempt to make
the immeasurable measurable. It can be compared to the abstract academism
of Mondrian whose break with narrative representation was only in terms
of representational imagery.
While Harry Smith to a large extent confirms
to the same principles, his personal style brings a twist of freedom from
academism in his works. Not only does Smith’s No7 aesthetically
approach Kandinsky, as Adam Sitney rightly compares (5), but the entire
body of Early Abstractions shares the subtly unbalanced restless spirit
of the Russian abstractionist. Both artists treat the image as an entity
in transition within the chosen ‘piece’ of space. The irregular
flow of eccentrically composed images and the off-screen orientation of
the movement in Smith’s work correspond to the slightly off-frame
compositions of Kandinsky. Subverting in this manner the status quo of
the established formal relationships, those compositions allude to the
excluded space which is actually the field of their gravitation. The striking
similarity in their aesthetic visions is largely informed by the mystic
aspirations of both artists. Thus, their imagery acquires a quality of
gravitation split between the metaphor and the abstraction.
The ‘necessary ambiguity of the specific
image” is only an ambiguity of the symbolic message in Peterson’s
cinematic vocabulary – the specific image being the linguistic symbol
and the ambiguity being its semantic discontinuity (fig.5). The image
acquires its inherent ambiguity when emancipated from its linguistic significance.
Willem De Kooning’s women, for instance, exhibit a treatment of
the ‘specific image’ through the ‘ambiguity’ of
its transition. The ‘woman’ is simultaneously built up and
destroyed, disintegrated by the strokes of color. Abiding in a space of
formal entropy, the strokes catch the visual apparition of that fraction
of a second where the spatial moment dies to recreate itself in the next
one. Like in film, the eye doesn’t catch the negative space of the
black strip that separates the frames. The realm of the black strip is
somewhere beyond the picture, yet its absence creates the focus of the
visible space.
A long sequence of such apparitions constitutes
the fabric of Circus Notes by Jonas Mekas. In its movement, the camera
grasps the transition of the images as they pass in front of the eye like
momentary apparitions, like spatio-temporal slices that emerge and sink
back into the discontinuity of memorial perception even before the viewer
has been able to pull his mental focus on the vision. The ambiguity of
the images is the ambiguity of the phenomenon as it appears, not as it
is seen. Abiding in the magnified spatial particles of its transition,
the image never rests into the viewer’s field of depth long enough.
It drags the eye to the ‘nowhere’ of its disappearance.
The sensation of the momentary experience,
free from cultural associations, is like the taste of ‘a fool’s
happiness’ which yields ‘the deepest intuitions of the tragic
sense of life. “ (Jonas Mekas (6)) Perhaps this is what meant ‘for
the Greeks who lived in that best, strongest, most heroic time, the tragic
myth.” And in that tragism, in the turbulent relation to the ‘nothing’
of the non-three-dimensional order of ‘things’, lies the essencial
drive of art.
“The new artist, by directing his
ear inward, is beginning to catch bits of man’s true vision…
In this sense, an old art is immoral – it keeps man’s spirit
in bondage to Culture. The very destructiveness of the modern artist,
his anarchy… is, therefore, a confirmation of life and freedom.”
(Jonas Mekas (7))
Stan Brakhage approaches the visible with
a rigorous ‘destructiveness’ provoked by the necessity to
‘construct’ the visionary. As Pollock himself observes “the
method… is the natural growth out of need” where “there
is no accident, just as there is no beginning and end.” The works
of Brakhage become cinematically endless in their meditative lack of external
dramatism. The long, stained with superimpositions, shots of Faust turn
the ambiguity of the images into the ambiguity of space itself. The smooth
metamorphosis of the latter happens in rhythms of sound and continuous
eruption of silence referring to a realm beyond the formal abundance on
the screen. As in a painting by Pollock, the focus is both everywhere
and nowhere. Negative space envelopes the picture yet is not in it, what
the eye perceives as negative imagery is just another form of imagery
not belonging to the ‘immeasurable’. Referring to no-thing
outside itself, the work of art becomes the ultimate index.
The recognition of time as an aspect of
space allowed for the interpretation of the film medium in the context
of Einsteinian physics and prepared the ground for the exploration of
negative space in a qualitatively new light. Peter Kubelka’s insights
on cinematic movement marked a significant step in that direction:
“Cinema is not movement. This is
the first thing,,, Cinema is a projection of stills – which means
images that do not move – in a very quick rhythm… Where is
then the articulation of cinema? Eisenstein, for example, said it’s
the collision of two shots. But its very strange that nobody has ever
said it’s not between shots but between frames. It’s between
frames that cinema speaks.” (8)
This statement touches the conception assumed
in the present essay, that movement is not the transportation of the same
object in space-time but the object’s continuous disappearance and
reappearance in spatial moments (or spatio-temporal infinitesimal) divided
by unperceptibly small cuts of negative space. Hence, the moment is a
spatial category, a freeze frame in life. Zeno’s paradox is no longer
a paradox – an object doesn’t really have to travel half the
way and so on until infinity, because the object actually never moves.
It is the ‘spatial moments’, never entirely repeating each
other, that create the illusion of movement. The reason why this illusion
is perceived as reality is the persistence of vision preventing the human
eye from seeing the gaps between the smallest quantities of space-time.
If those infinitesimal elements are still determined by their form, the
gaps are unbound, invisible and limited by no-form. They can be traversed
even harder than the infinity of Zeno’s division. What we arrive
at is a geometrodynamic worldview, derived through the ‘paradoxical’
combination of logic and supralogical intuition. It gives no proofs of
itself except the mystifying creative will to nothing, reciprocal to the
‘gaps’ to recreate the next moment of change.
The magnification of the static unit of
time is the conceptual focus of Kubelka in Adebar where the freeze frame
confronts movement on the screen, altering the proportional relation between
temporal elements and challenging time in terms of perceptual relativity.
Implicitly emphasized, the relationship between the freeze and the movement
is the invisible slit of negative space. The negative space within the
shot’s composition can be entirely spatial and is characteristically
approached in terms of its semantic inclusion or exclusion in the frame:
“…I wanted the whole tree on
it. I managed one side of it, but only where it comes out of the earth.
I know that half of the tree is inside. So the trees are like when you
screw together two things. The trees screw together the sky and the earth.”
(9)
Thus Kubelka grants space to the invisible
in its semantic emancipation.
In Schwechter negative space is approached
by Kubelka as a proportional variable in relation to the frames it separates.
The perception of the film is focused equally on image and black frame
thus altering the weight, semantic and perceptual, ascribed to them by
virtue of the human physiology of vision (the inability to perceive minimally,
yielding the illusionary sense of time). Although it might appear that
the ancient Greek principle of incorporating negative space within the
formal composition is back, in Kubelka’s film negative space is
distinguished from the space of imagery (which may still retain its metaphoric
‘negative’ or whatever). However, it is still within the composition
of the work as a single entity but it is not given any particular form
besides the unavoidable, necessarily limiting, form of the film leader
itself. The varying length of the black leader suggests a quantitative
affixation of the negative, its capacity to extend in the infinity of
the large and the small. Unlike the negative space composed within works
of other visual arts such as painting, sculpture and architecture, where
it becomes primarily spatial and thus persisting in time, when composed
within a film like Kubelka’s it retains its temporal essence thus
minimizing the possibility of translocation.
That
achievement of Kubelka was incorporated and further explored in experimental
film, gaining an increasing recognition for the black frame. Paul Sharits’
film T,O,U,C,H,I,N,G is built entirely on frame by frame cutting with
repeated intercutting of black frames. In spite of its metaphoric message
about sex, the film has a significant indexical value associated with
its interpretation of violence as a tactile experience. The aggressive
confrontation of colour, light and dark in the editing resulting in a
heavy flickering effect attacks the viewer’s perception almost to
the point of pain. The work becomes a literal act of violence. On the
other hand, the negative frame loses its semantic independence becoming
a part of the cinematic phonology that builds up the film’s message.
Negative space is no longer instrumental only for the destruction of cultural
perception, it becomes instrumental for the construction of a symbolic
unit. This ideological deviation is somewhat equilibrated by the title
of the work where a word (as a symbolic unit) is treated in terms of the
relationship between the phonemes and the space (of silence) separating
them from one another.
The
introduction of the frame as an independent spatial element in film marked
the beginning of the quantitative shrinkage of space. While the process
of diminishing three-dimensional space dated back to the Impressionists,
the efforts since then had been primarily concentrated on the qualitative
negation of the visible in terms of the laws characterizing it. From Cezanne’s
visionary treatment of the visible to the shamanistic abstractions of
Pollock, three-dimensional space was gradually shrunk to a qualitative
absence. Kubelka initiated the enlargement of the negative ‘quantity’
to the detriment of the visible space altering their proportional relationship
and thus challenging the quantitative dominant in visual perception. The
growing unimportance of visible space became a process of its gradual
exclusion from the artistic vision.
In
its turn, the theoretical concern with negative space can never grasp
the essence but can only keep talking ‘forever’ about ‘the
forever mute.” Because it belongs to the realm of magic and art,
of ecstasy, chaos and irrationality moving according to their own driving
laws, or the absence of such. It belongs to no category and is a category
of nothing. Yet it is the occult force that drives art as a legitimate
destructor within the cultural parameters:
“There
can be no question today of art for pleasure, whatever transcendent meaning,
including aesthetics, one gives the word, however elaborate, however farfetched
it may be. Art is made elsewhere, outside it, on another plane of that
Reality which we perceive in a different fashion: art is other…”
(Michel Tapie (10))
CONCEPTUAL BACKGROUND
The
main tendency of modern art to revise perception and the perceived was
not a solitary development. Although the entire history of art was slowly
advancing in that direction, its crystallization and dynamization began
in 19th century when the conditions and the respective development of
human conceptual thought allowed for such a process to accelerate. The
search for dimensions beyond the immediate perceptions became a prime
concern in a number of fields. Mathematics remains until today the sphere
where the problem is most systematically worked upon.
Non-Euclidean
Geometry and the Fourth Dimension in 19th Century
Although
the fifth postulate of Euclid, stating that only one parallel to a given
line can be drawn through a given point, has always been problematic in
terms of its successful proof, it was not until the works of Lobachevsky
and Bolyai that a formulated system of non-Euclidean geometry appeared.
Both the Russian and the Hungarian geometers, working simultaneously but
independently of each other, approached the problem by proposing the same
alternative of disproving the parallel postulate. They both suggested
that through a given point not on a given line more than one line can
be drawn not intersecting the given line, the sum of the angles of a triangle
being less than the 180 degrees of Euclidean geometry.
The other major type of non-Euclidean geometry
was suggested by Reimann in 1867. He approached geometry as the study
of manifolds of any number of dimensions and of any curvature. Drawing
the distinction between unbounded and infinite space, he used the sphere
as a model of the former and as an exemplary space of non-Euclidean geometry
where no parallel line is possible and the sum angle of a triangle is
higher than 180 degrees. Reimann’s geometry suggested a space of
varied curvature meaning that the movement of a shape through it would
experience a variation of properties.
Reimann’s view of non-Euclidean geometry
of n-dimensions contributed to the already existing outgrowth of analytic
geometry, the geometry of n-dimensions. A method of analogy with the formation
of three-dimensional solids by means of two-dimensional planes was used
to approach the formation of hyper-solids by means of three-dimensional
solids. Stringham produced one of the Earliest sets of illustrations of
hypersolids using the formula of polyhedra to establish the number of
the properties in four dimensions. This had a considerable impact on Schlegel
in his extensive work on the problem. In the 1880s Schlegel published
a number of articles on n-dimensional geometry and went to the extent
of producing actual models of the projections of the polyhedroids in three-dimensional
space.
In 1884 this method was popularized by
Abbott’s fiction novel Flatland. His entertaining tale about a two-dimensional
being experiencing the problems of conceiving three-dimensional space,
wrapped up the major points of the comparative methodology in n-dimensional
geometry and became an important reference used until today.
In the beginning of the 20th century the
idea of time as the fourth dimension was established by Malinowski’s
space-time continuum which became an essential part of Einstein’s
Theory of Relativity. In fact, this idea was first expressed as early
as 1754 by d”Alembert in his article “Dimension” but
it was not before the turn of the century that it could be developed as
a scientific hypothesis.
By the end of the 19th century and the
beginning of the 20th the development of n-dimensional geometry, itself
conditioned to a great extent by the development of non-Euclidean geometry,
did not only revolutionize its field but attracted considerable popular
attention.
The
Problem of Higher Dimensions in Other Spheres of Human Thought
The
fourth dimension became widely popular mainly through the ideas of authors
like Hinton, Ouspensky and Blavatska. The increased interest in the occult
arts was a reflection of a symptomatic search of the period for a middle
ground between the increasingly authoritative science and a respective
mystico-religious crisis. The occult authors attributed supernatural phenomena
to the fourth dimension in an attempt to explain the irrational scientifically.
Among them the works of Ouspensky are the most noteworthy in respect to
the problem of the fourth dimension.
A significant event in the development
of late 19th century thought was the foundation of phenomenology as a
methodological school. Its basic concepts were set by Husserl who claimed
that perception was culturally conditioned hence observed reality was
a projection of the cultural ideas about it. In order to perceive the
essential objects, the phenomenon as it was, one had to strip one’s
senses of any aqcuired knowledge and approach the object without pre-conceived
ideas. The phenomena of object, according to Husserl, transcended space
and time occupying everyone’s inner visionary space. Thus the illusion
of visible objects was opposed to the pure phenomenon of vision. One of
the properties of visible, culturally constructed space was, for instance,
the one-vanishing-point perspective (an essential part of the perception
of three-dimensional Euclidean space). Although Husserl did not refer
directly to higher dimensions, his methodology of dismantling the perceived
three-dimensional space was pointing unequivocally in that direction.
A consideration of perception in direct
relation to higher dimensions was central to Poincare’s theoretical
works on the spatial problem. He attributed three-dimensional space not
so much to cultural conditioning as to hereditary and experiential factors.
According to him the space of three dimensions was “only a property
of our table of distribution, an internal property of human intelligence,
so to speak. It would suffice to destroy certain of these connections,
that is to say of the association of ideas to give a different table of
distribution, and that might be enough for space to aqcuire a fourth dimension.”
(11) Contemporary mathematicians are also increasingly inclined to regard
the problem of higher dimensions as primarily related to human sensory-conceptual
system for information processing, as it was expressed by Bill Thurston
in an article published in the July 1993 issue of Discover magazine:
“When we talk about higher-dimensional
spaces, we’re learning to think in and plug into this other spatial
processing system. The going back and forth is difficult because it involves
two really foreign parts of the brain. We don’t have a good way
of communicating this spatial information. The problem isn’t with
the substance of the mathematics; it’s with how to think about it.”
(12)
The circle of relationships can be closed
in a further cross disciplinary look at the notion of higher dimensions.
In mathematics this notion represents the building block of one of the
main models for infinity consisting of an infinite succession of unbound
spaces, each of a higher dimension. A similar concept is presented by
Carlos Castaneda who describes the cosmology of a Yaqui Indian sorcerer
Don Juan, according to which the universe is regarded as the coats of
an onion with every coat representing another ‘parallel’ yet
qualitatively different reality. The goal of Don Juan’s mystic practices
is precisely to liberate the human sensorium from its cultural deposits
in order for the senses to be capable of grasping those parallel realities.
EXPANDING
TIME
Unlike
Yaqui Indian culture, the late-19th early-20th century Europe of the technological
revolution, with its rise of materialist ideologies (including the ideology
of science!), had its shamans mainly in the face of the artists who emancipated
themselves as creators of non-material culture, refusing allegiance to
any institution. All this in the name of art liberated – Art for
its own sake.
Although none of the Neo-Impressionists
or their predecessors the Impressionists ever mentioned Husserl, many
of them consciously or not applied his methodology. Whether this was the
result of their, even only on a popular level, competence in the current
ideas about space or phenomenology (or both), or it was just a parallel
development conditioned by the same cultural trends (or, as Jung might
have argued – a manifestation of the collective unconscious) is
neither a question of interest in the present essay nor a question that
could ever be clarified. The fact remains that works of the Neo-Impressionists,
and especially those of Cezanne, Van Gogh and partially Gauguin, exhibited
a systematic approach of dismantling the visible object to capture its
essential form, the vision. Cezanne’s rejection (Van Gogh or Gauguin
would ignore it rather than reject it) of the one-vanishing point perspective
would be inherited and developed by the Expressionists, the Fauvists and
most systematically by the Cubists. Thus, once established in painting,
non-Euclidean space would alter the course of art altogether.
The works of the Cubists in the beginning
of the century were rather unequivocally informed by phenomenology, Poincare
and the geometry of n-dimensions. Braque and Picasso created a style that
attempted to brak down the visible form to its essential geometrical components.
The image would be depicted from several viewpoints to stress the entirety
of its phenomenon rather than a visible aspect of it. This multiple perspective
referred to a non-Euclidean space – the capacity of perceiving three-dimensional
objects in their entirety simultaneously – a quality functionally
carried out by time in the third dimension. The limitation of viewing
an object in time was eliminated thus suggesting an elimination of the
main limitation of three-dimensional space itself. The evoked simultaneity
of perception introduced time as a spatial aspect in the Cubist paintings.
A new direction regarding spatio-temporal relationship, this would be
explored widely by the Futurists and would lead to a qualitative reexamination
of space-time in modern art. The works of the Cubists provided the first
major reference to the new geometries approaching, at the same time, the
Einsteinian conception conception of time as the fourth dimension.
One of the first masterpieces of experimental
film, Balet Mechanique, was a collaborative work of Dudley Murphy and
one of the major modern painters, the Cubist and predecessor of Futurism,
Fernand Leger. This was emblematic for experimental film’s genetic
link with modern painting. Accelerating the development of the new medium,
the relationship between the two eventually led to the establishment of
film as a distinct art form with an autonomous place in the intellectual
space-time continuum.
However, the conceptual emancipation from
painting would be a gradual process and many of the most avantguard films
would remain no more than reflections of aesthetic trends in painting.
Thus, in spite of its aesthetic significance for film, Balet Mechanique
cannot be detached from the paintings of Leger and his fascination with
machines. The importance of Leger’s works as the bridge between
Cubism and Futurisn with the latter’s focus on movement is inherent
to the film where the artist makes the most of the temporal quality of
the medium (absent in painting) to conduct his aesthetic message. At the
same time this disconnects his film art from the fourth-dimensional connotation
of Futurism where movement is fixed as a sequence of movements imprinted
in space, liberating time from its linearity, granting it a permanent
spatial realization as the fourth dimension.
Likewise, the films of Maya Deren rejoice
in the idea of time without actually contributing much to its conceptual
development. Although the filmmaker devoted a significant part of her
work to the exploration of time, her semantic preoccupation with the subjective
experience and her film language charged with symbolism imply a psycho-mythological
approach in a Jungian spirit. It is true that the mythological space-time
is the first form expressing aesthetically the notion of higher realities
(and one of the most powerful in this respect). On the other hand, as
it was already discussed, its persistence throughout the centuries has
turned it into a poetic convention the metaphoric reading of which has
become confrontational to the cultural system of sensorial conditioning.
The abstraction of time in Maya Deren’s
Choreography for Camera is exemplary for the mytho-aesthetic approach.
The action takes place ‘everywhere and nowhere’ turning the
experience inwards, toward a meditative reflection of the concept of time.
It is detached from space, the convention of space-time is broken. The
spatio-temporal paradox creates a mythic reality, intellectually implying
the supernatural laws of a hyper-reality that could be interpreted existentially,
aesthetically, psychologically but hardly literally. It does not challenge
physical perception but only the intellectual interpretation of the perceived.
This is confirmed by the writings of the author herself who always gravitates
toward the one-vanishing point of intellectual reading. What starts as
a promising insight on space-time ends as a structuralist analysis:
“The (…) manipulation of time
and space (…) becomes itself part of the organic structure of film.
There is, for example, the extension of space by time and of time by space.
(…) Time may be extended by the reprinting of a single frame,…
the frozen frame becomes a moment of suspended animation which, according
to its contextual position, may convey either the sense of critical hesitation…
or may constitute a comment on stillness and movement as the opposition
of life and death.” (13)
However, this was precisely the role of
early experimental film. Although, compared to other conceptual fields
of the time, it contributed little to the notion of higher dimensions,
through the shock of introducing unconventional (for the film language
of time) approach to imagery and narrative, it contributed to the questioning
of the ‘space processing system’ thus paving the way for the
battle against constructed sensorium.
Among the most significant achievements
of the film medium that profoundly influenced the development of the art,
and more specifically of its experimental branch discussed here, was the
introduction of discontinuity in montage by Eisenstein. Above all his
extension of time through overlapping editing would shift the perception
of temporal linearity and would break the notion of flowing time. A single
motion would be presented from sharply differing angles edited in a sequence
where every shot would repeat a portion of the movement shown in the previous
one. Thus every fraction of time-space acquires an autonomy in liberating
itself from its functional relationship with its predecessive and consecutive
ones. Time as such is extended through its own repetition in a varying
space. The shot, the part of space represented, becomes its building yet
formally and directionally independent element.
As it was already discussed, the new medium
had one great advantage - it occupied two dimensions of the screen space
(with the capacity of creating the illusion of the third spatial dimension)
and the dimension of time. Unlike theater or dance, it could manipulate
time not only by imitation (backward movement and repetition are possible
manipulations of time in the scenic arts) but directly and in any conceivable
fashion. Unlike literature, film could provoke not only a mental but also
a physical (sensory) experiencing of its time treatment.
The autonomous significance of experimental
film in the context of modern art was achieved more or less through the
works of Brakhage, Kubelka and Jonas Mekas. For the first time film provided
adequate and aesthetically autonomous grounds for the exploration of the
questions concerning higher dimensions. The works of those three authors
offered three different but essential interpretations of time.
The endlessly monotonous imagery of the
late Brakhage renders a vision of time as an extension of space in an
eternal moment. The viewer experiences every bit of the meditative sequence
yet, when over, the sequence collapses to the memory of the moment. The
image, blurred with scratches and superimpositions, has no objective focus.
Its even obscurity flows through the screen in a movement that essentially
remains the same – time passes and time stays. It becomes a legitimate
spatial category permanently imprinted on the screen while retaining its
characteristic quality of movement. The information that can be encapsulated
in a minute is blown up to an hour – an hour of a spatial minute
– an hour that proves to the perceptions the discontinuity of time.
The transcendence of time into space is only an abstract vision of the
missing temporal part. Challenging the habitual senses, Brakhage forces
the viewer to grasp the missing part, to try to capture it beyond the
visible object-iveness of the mundane world, in the blurred boundaries
of a continuous phenomenon of form relieved from any reference other than
itself.
But what is film time? It is just the illusion
of running static frames divided by tine strips of black at 24fps, the
speed of normal motion, the speed that disallows the eye to detect those
tiny strips. Film time is just an illusion. But since, in certain conditions,
the eye is unable to detect something as visible as the space separating
the frames how can one be sure that the persistence of vision does not
block the perception of reality itself. Could not time in life be essentially
the same as that in film? Could time be a sequence of static forms separated
by tiny strips of death, of void, of no-form. Just as one is constantly
accompanied by death in the passing of time, the continuous loss of every
single moment (I am not anymore the person who wrote the previous word
and I have forever lost that moment), so possibly death exists on a miniature
or quantum level where it persists in its essential spatial form and not
as a category (or a mere final proof) of a detached concept of time. But
the senses are blocked or constructed so as to perceive time as passing
and death as its mere finality for a given form.
The contemporary methodologies of literary
psychoanalysis and post-structuralism continue the tradition set by phenomenology
in its attempt to deconstruct the cultural structures spelled out by the
unimaginative predecessors of the post-structuralists, the structuralists.
Noteworthy in this respect is the approach of Julia Kristeva analyzing
language in terms of its perceptual focus on words, i.e. on language’s
object-iveness. Kristeva shifts the focus to the disregarded yet essential
linguistic elements such as pause, rhythm, etc. Those elements, called
by her the ‘semiotic’, represent the culturally neglected,
perceptually negative aspect of language, characterized by spatial absence.
Kubelka used a similar approach to analyze
the temporal structure of film. Giving the frame a temporal status almost
equal to its spatial existence (two-three freeze frames a shot) or often
equal (one freeze frame), he allowed time to expand over space by challenging
the human eye to attempt perceiving the miniature spatial fraction, that
builds up the temporal continuity, in its autonomous existence. Thus fractions
of form start to coexist in the discontinuity of their motionlessness.
Only time passes on the screen to allow the viewer a glimpse at those
elliptical slices of space: “There is never ever movement on the
screen.” Time becomes visible in the attempt of the film-maker to
‘establish for [the] eyes a harmonic time as music establishes a
harmonic… time for the ears.” (14) In a way alternative to
that of Brakhage, time becomes the permanent category and space –
the relative. Furthermore, the black strip is extended to a black frame
that occupies an amount of space temporally equilibrated with that of
the image. The imperceptible particle of time, of death, of no-thing,
is rendered visible in its semantic emancipation.
A noteworthy extension of this principle
was achieved by a film-maker from British Columbia whose film The Discreetness
of Time or What Happens Between the Frames was almost informally shown
at filmmakers’ gathering in late 1993 in Montreal. Although the
name alone implies the relevance of the film to the present discussion,
it was the film itself that proved it. Sequence of airplanes moving slowly
and unimpressively on a runway were intercut with sequence of black leader,
while a female voice-over was telling fragmentary impressions of her separation
with her lover, an event claimed to have happened ‘between the frames’.
This simple solution lacks the structural sophistication and the perceptual
impact of Kubelka’s treatments but it presents an adequate alternative
to the ‘fractioning’ approach. It aims at unimportant imagery
and even the perceptually less important lack of it (black leader) provoking
the viewer to concentrate on elements that are usually disregarded as
conveying no meaningful message. Those elements become precisely the semantic
focus where the emptiness of the visual pause, the magnified particle
of time, becomes the vehicle of the film’s movement.
Time and space as such do not convey any
meaningful message, all messages are implied. The ephemeral contraction
of time and the unbound expansion of space are the only messages one receives
through one’s repressed sensorium. The interchangeability of those
processes would mean the detection of another reality, of a qualitively
different space. The films of Brakhage and Kubelka attempt to provide
at least a glimpse of that other reality, and so do the films of Jonas
Mekas.
The aesthetic approach approach of Jonas
Mekas is profoundly and explicitly related to the phenomenological methodology.
Starting his work without a preliminary preparation, he uses the camera
as a natural eye, undirected, pure, without pre-conceived ideas or expectations.
The result is a visual dance of the camera running through only partially
differentiated space where the boundaries of objects melt in the projection
of their movement of the camera, or both. Nothing is focused, stopped
at or observed. What is essential are the tines projected in space by
the movement, like in Futurism where the segments of a movement abide
simultaneously in space, where movement becomes a constant spatial category.
Jonas Mekas does not edit his films. Thus
they acquire the significance of almost shamanistic revelations attempting
to catch the essence of the vision by means of the camera. Unlike the
phenomenon of the Cubists, that of Jonas Mekas does not belong to space
but to time. His visions are essentially temporal, like music translated
for the eye. But it is not Kubelka’s measured translation, Jonas
Mekas translated the flowing spirit of music, the impossibility to stop
and observe a fraction of it. He forces out the inner vision, the intent
to find that ungraspable distance for focusing on a vague slipping memory
of that vital something which has actually never happened. His ecstasy
is not Kubelka’s abstraction but the madness of melting deeply into
the form, or ‘aform’.
Whatever
the aesthetic approach, the interpretation of time by the discussed experimental
film-makers goes beyond the intellectual flirt. It becomes instrumental
to the liberation of the senses and the mind from the laws that bound
them to the known reality. Provoking a state recognized by Kubelka as
the “ecstasy, which comes from the Greek, and it means being situated
out of it, and it’s a means to beat the laws of nature, not to be
slaves of nature. It means to get out of the prison of nature –
in English you have this great expression ‘to serve time’
in prison, and that really is what normal life is – you serve time.”
CONCLUSION
Although
the Relativity Theory can be conceived as a contradiction to the notion
of geometrical higher dimensions, and more precisely of a geometrical
fourth dimension, it is only superficial to automatically assume so. The
problem is much broader, more complex and comprehensive than science alone
could solve. It reveals aspects that challenge rationality and are beyond
empirical proof, so the scientist is obliged to use any means, to become
more or less a methodological anarchist, if he is to find plausible answers.
The paradox becomes the ordinary element of the problem, so it is impossible
to neglect it. Thus the rational confrontation between the concepts of
a temporal (Relativity Theory) and spatial (geometry) fourth dimension
might be completely irrelevant for the two could actually be viewed as
one. What is conceived as time in the three-dimensional space, remains
a concept. It is never directly sensed, or perceived. Like a mental apparition
it is there and no-where, exhibiting the qualities of the higher dimensional
objects passing through a lower dimensional space as illustrated by Abott’s
famous example. Its aformality prevents the perceptions from grasping
it directly and points at its qualitatively different nature. Time is
an intellectual suggestion of a dimension, essentially related to space
yet appearing in no particular spatial manifestation. Thus it becomes
the invisible aspect of space, which can be the shadow of a fourth spatial
dimension that reveals itself partially, as a principle rather than a
physical quality. To perceive a three-dimensional object from all possible
angles one has to walk around the object in time; a hyperspace would allow
the simultaneous perception of all sides of a three-dimensional object
thus eliminating the function of time in three dimensions, its intermeasurability
with space. Time becomes incorporated in the fourth spatial dimension.
It is hard to conceive how time can be translated geometrically but the
geometry of higher dimensions is itself a qualitatively different type
of geometry that can expand beyond the conceivable space, in the space
of time.
It is not a task of this essay to develop
physical theories but since the regarded matter is interdisciplinary it
requires a broader consideration. If one accepts the suggestion that the
temporality of movement is spatial (the succession of spatial fractions
perceived in one direction) then the question becomes even broader, it
becomes closely connected with theories and phenomena of chaos, quantum
physics, etc. The problem of perception is central to the quest for higher
dimension and it has naturally become the focus of interest in art and
epistemological theories. Although some of the modernist artists have
expressed direct interest in the fourth dimension, it has never been the
main axis of aesthetic consideration. However, it has become a central,
though undernoticed, “vanishing point” in modern art’s
development that often has been more fruitful in works whose authors had
not consciously referred to the problem of spatial dimensions. The liberation
of art from academic dogmatism was a historical rather than a conceptual
tendency. It was hardly only the ‘belief in a fourth dimension’
that ‘encouraged artists to depart from visual reality and to reject
completely the one-point perspective system that for centuries had portrayed
the world as three-dimensional.” (16) The process of artistic subversion
was rooted in the multifaceted economic, political and intellectual trends
of 19th century Europe. The aesthetic movements were part od a socio-cultural
phenomenon and inspired by the revolutionary spirit of the times. However,
the will to freedom from the ‘abundance’ of three-dimensional
space and its governing laws persisted as a guiding line throughout the
decades of modern arts’ development bringing forth many revolutionizing
concepts and forms of expression.
The new found way to infinity called the
artists to dismantle the three-dimensional reality, to liberate form from
its spatial laws, to search for a diametrically opposite category of formal
expression. Film allowed for such a category to crystallize in a reexamined
notion of time that granted a true spatial status to the temporal thus
enlarging its domain, liberating it from its ephemeral unilinearity incorporating
it into a new hyperreal space-time continuum. This process offered a vision
of an infinity of ever shrinking space and ever expanding time where the
two become interchangeable categories of one and many that stretch endlessly
in the small and the large simultaneously.
But the will to freedom had been an original
drive of art in all times. What modernism and experimental film introduced
was a way to realize it through the violation of the senses, the enforcement
of anti-rationalism, the destruction of habitual perception. It took rid
of the allegory to go for the indexical instrumental use of form thus
returning to the times when the initiation pain was a reality and not
a poetic device.
So,
those attempts for historical contextualization, of taxonomic search for
connections is nothing but a methodological hypocrisy. The connection
is somewhere else – in an unconscious past or a forgotten future
agonizing in the space enchained in its own eternal momentarity. Trapped
between rationality and metaphysics (from a positivist perspective), this
essay can only trace the aesthetic ‘apparitions’ of another
realm, it can attempt to take a glimpse of the always growing and changing
human conceptions, but it can hardly claim to give definite answers for,
in this matter, answers can be given only by those who don’t know
the answer.
NOTES:
(pending)
BIBLIOGRAPHY:
(pending)
Published
in BALKANMEDIA Magazine, Volume III/3/1994 |